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Export Control Forms*

The following list of forms has been developed to help faculty meet export-control guidelines. If you need
additional information or for assistance, please contact Joanne Zanella-Litke at ext. 8942 or go to Bureau of Industry and Security for regulatory guidance.
• Annual Certification Export License Exception Temporary Exports/Re-exports
• Request to Ship Materials or Equipment Outside the U.S.
• Nondisclosure Statement for Foreign Persons Involved in Export-Controlled Projects
• Justification for Use of Bona Fide and full-Time Regular Employee Exemption
• End User Certification Form
• Export Compliance Clearance Form
• Technology Control Plan Template
• Technology Control Plan Certification
• Annual Certification Form EAR99/NLR
• One-Time Certification Form EAR/NLR
• ORA Record of Export Control Review
• PI Export Control Checklist
• Freight Forwarder Example Letter of Engagement

*Many of these forms have been adapted from the basic design and content of Stanford University’s export control certifications. We appreciate Stanford in granting us to permission to use their content for the benefit of UMass system.